Compliance Services for the Wine Industry

Allen Wine Compliance offers compliance services to both new and existing businesses in the wine industry. Our team has years of experience working with wineries, vineyards, and tasting rooms. We understand the amount of time and effort that goes into making a great bottle of wine.

Our client advisory services allow winery owners to focus on their business instead of being burdened by complex and changing federal and state regulations. Our team knows the right people to contact, which forms to fill out, and how the various federal and state agencies require each form submitted.

Allen Wine Compliance helps new businesses obtain all necessary licensing and permits. Our team works directly with each of our clients to ensure they fully understand the process and what’s expected at every stage. We provide ongoing compliance services including monthly, quarterly, and annual reporting. For businesses that wish to sell wine outside the state, Allen Wine Compliance helps obtain the appropriate licenses and manage ongoing out-of-state compliance requirements.

Comprehensive Compliance Services

Allen Wine Compliance performs all aspects of your winery compliance needs, including but not limited to:

Federal & CA:

  • Fed 702 reporting (5120.17)
  • Fed & CA excise tax return
  • TTB permits and ABC licensing: 02, AP, wholesaler, and importer
  • CA state sales tax
  • Use permits
  • TTB label approvals (COLAs)

Out of state:

  • All licensing, renewals and reporting: 3T and DTC
  • Sales tax
  • Brand registration
  • Distributor appointments and changes
  • Price postings


  • Export Customs Docs (SECs, COO, CSF) 
  • SLI

When you work with Allen Wine Compliance, you gain access to industry experts with years of hands-on experience. We work directly with each of our clients to ensure they fully understand the requirements. Our comprehensive compliance services save time and allow leaders to focus on what really matters.